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What to Expect in Securities Litigation & Enforcement

Stay ahead in securities litigation & enforcement. Analyze recent data, key trends, SPACs, Crypto, and crucial legal developments.

Created byKnowledge Group
IntermediateUpdated Aug 22, 2023
What to Expect in Securities Litigation & Enforcement

What You'll Learn

check_circleUnderstand Data and context for recent trends in securities filings/settlements
check_circleIdentify Trends related to special purpose acquisition companies (SPACs)
check_circleKnow Financial economics issues at the class certification stage
check_circleExplore legal and economic developments affecting securities litigation, including damages models

About This Course

Over 200 securities class action lawsuits were filed in 2022, and SEC enforcement under Chairman Gensler is increasingly active. Industry participants need to stay informed and proactively adapt to emerging trends in this evolving landscape.

Join experienced securities litigation consultants Brian Fryd and Brendan J. Rudolph of Cornerstone Research as they discuss significant trends and issues in securities litigation and enforcement.

You will explore key topics including:

  • Recent securities class action filing volumes and trends.
  • Analysis of financial exposure measures such as Disclosure Dollar Loss (DDL) and Maximum Dollar Loss (MDL).
  • Deep dives into trend cases like SPACs and Cryptocurrency litigation.
  • Insights into SEC enforcement priorities and actions, particularly concerning crypto firms and individuals.
  • Discussion of important economic and legal developments impacting securities cases, such as tracing in Section 11, class certification issues, and damages models.

Understand the latest statistics, resolution patterns, and regulatory focus points to better anticipate and navigate potential challenges in securities litigation and enforcement matters effectively.

Your Instructors

Knowledge Group
Knowledge Group

Live and Recorded CLE & CPE Webcasts in the Legal, Tax, Finance, Risk, Compliance and Human Resources Industries

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Founded in November 2006, The Knowledge Group has established itself as a premier eLearning hub for Continuing Legal Education (CLE), Continuing Professional Education (CPE), and technology-focused webcasts. We equip lawyers, accountants, and industry professionals with expert-driven insights, timely regulatory updates, and practical strategies to help them stay ahead in an ever-evolving landscape.

Brendan J. Rudolph
Brendan J. Rudolph

Principal at Cornerstone Research

Brendan J. Rudolph is a principal at Cornerstone Research, based in the firm’s New York office. Mr. Rudolph consults to attorneys and helps prepare expert testimony in all phases of complex commercial litigation, including class certification and other motion practice, merits, arbitration, and trial. He has consulted on dozens of securities cases and Delaware appraisal actions, including matters involving the high tech, pharmaceuticals, financial institutions, consumer goods, and materials and commodities sectors. He has analyzed price impact, damages, market efficiency, asset and business valuation, volatility, and trading behavior in both foreign and domestic markets. Representative cases include In re Moody’s Securities Litigation, where the court denied class certification and granted summary judgment.

Brian Fryd
Brian Fryd

Principal at Cornerstone Research

Brian Fryd is a principal at Cornerstone Research, based on the firm’s New York office. Mr. Fryd consults on a range of economic, financial, and statistical issues, with a focus on securities litigation and valuation, financial institutions, and statistical analyses. He has experience in all phases of litigation, including the discovery, class certification, motion practice, and merits phases, as well as at trial. He also has extensive experience in regulatory investigations. Mr. Fryd has assisted clients in achieving successful resolutions in a variety of settings, including motions for class certification and summary judgment and at trials and arbitration hearings. Representative cases include BP Securities Litigation, in which the court denied class certification on Comcast grounds.

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We are a registered provider with 327+ associations and regulatory bodies worldwide. We operate across 29 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.

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