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Courses/Ethics & Professional Responsibility/Legal Ethics

Succession and Severance: Ethical Transitions for Lawyers (without the HBO drama)

Protect your clients and your legacy by mastering the ethical requirements of retirement, incapacity, and lateral career moves.

Created byNYS Academy of Trial Lawyers
BeginnerUpdated Oct 6, 2026
Succession and Severance: Ethical Transitions for Lawyers (without the HBO drama)

What You'll Learn

check_circleApply the rules of professional conduct to manage client files during firm closure or transition
check_circleAnalyze the ethical requirements for notifying clients of an attorney's departure from a firm
check_circleIdentify the procedures for designating a successor attorney to protect client interests
check_circleEvaluate the risks associated with pre-resignation solicitation of firm clients
check_circleExplain the distinction between voluntary resignation and disbarment in disciplinary contexts

About This Course

This CLE explores the ethical and professional responsibility issues lawyers face during leadership transitions, firm succession planning, and departures. Our presenters will discuss fiduciary duties, conflicts, client communication, and confidentiality obligations—so you can navigate both handoffs and exits smoothly.

All the real-world challenges, none of the HBO drama.

The material covers the necessity of succession planning, the role of designated attorneys, and the fiduciary duties owed to both clients and former law firms. Participants will gain insight into the regulatory procedures for voluntary resignation, the handling of client files, and the ethical pitfalls associated with solicitation and firm departures.

Topics Covered:

  • Succession planning for law firms
  • Ethical obligations during attorney incapacity
  • Voluntary resignation and bar procedures
  • Management of client escrow accounts
  • Lateral partner moves and client notification
  • Fiduciary duties to former law firms
  • Transfer and destruction of client files
  • Reporting professional misconduct

Your Instructors

NYS Academy of Trial Lawyers
NYS Academy of Trial Lawyers
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The NYS Academy of Trial Lawyers is the largest statewide trial bar in the US with 5,700+ lawyer and judge members. We are committed to protecting, preserving and enhancing the civil justice system. Our highly acclaimed CLE programming features extraordinary presenters covering the most timely and important topics.

Kenneth R. Lange, Esq.
Kenneth R. Lange, Esq.

Partner at Goetz Schenker Blee & Wiederhorn

Kenneth is a Partner at Goetz Schenker Blee & Wiederhorn. He is an experienced trial attorney and defense litigator, handling insurance-related personal injury, commercial, and insurance coverage cases, including bad faith claims, from inception through trial and appeals in both federal and state courts. He earned his JD from St. John's University School of Law and has repeatedly been named to the New York Super Lawyers list for coverage counsel.

Robin C.  Zimpel, Esq.
Robin C. Zimpel, Esq.

Owner of Law Offices of Robin Zimpel, PLLC

Robin's firm, Law Offices of Robin Zimpel, PLLC, focuses on medical malpractice, family and matrimonial law, and attorney disciplinary representation. She is the attorney that attorneys call when an attorney needs an attorney. Prior to starting her own firm in 2020, Robin was Confidential Law Clerk to NYS Supreme Court Judge John Cherundolo and then went on to be a partner with John at the Cherundolo Law Firm. She earned her JD from Syracuse University College of Law and also co-taught there for a number of years.

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Frequently Asked Questions

We are a registered provider with 327+ associations and regulatory bodies worldwide. We operate across 29 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.

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