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Courses/Law/Legal Ethics

Audit Expectations, Ethics, and Strategies for Law Firms

Learn how to navigate IRS audits, understand ethical obligations, and implement strategies to protect your law firm.

Created byNYS Academy of Trial Lawyers
BeginnerUpdated Feb 19, 2025
Audit Expectations, Ethics, and Strategies for Law Firms

What You'll Learn

check_circleUnderstand the IRS audit process and what to expect during an audit of your law firm.
check_circleLearn the common triggers for an IRS audit and how to avoid them.
check_circleGrasp the ethical obligations of attorneys when handling IRS audits, including client confidentiality and conflict of interest issues.
check_circleLearn how to handle IRS appeals and disputes and safeguard your firm from future audits.

About This Course

This webinar will cover what the IRS looks for when auditing a law practice.

Topics include the IRS’s main areas of focus, the types of documentation needed for protection, and the ethical implications of an audit. We will also clarify common misconceptions about deductible expenses for lawyers and law firms.

Topics List:

  • Introduction to IRS Audits for Law Firms
  • Understanding the IRS Audit Process: What to Expect
  • Common Red Flags that Trigger an IRS Audit
  • Ethical Considerations for Law Firms During IRS Audits
  • Responding to IRS Inquiries: Best Practices
  • Minimizing Risk and Ensuring Compliance
  • Strategies for Working with Tax Advisors During Audits
  • Safeguarding Client Confidentiality During an IRS Audit
  • Handling IRS Appeals and Disputes
  • How to Avoid Future IRS Audits and Legal Pitfalls

Your Instructors

NYS Academy of Trial Lawyers
NYS Academy of Trial Lawyers
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The NYS Academy of Trial Lawyers is the largest statewide trial bar in the US with 5,700+ lawyer and judge members. We are committed to protecting, preserving and enhancing the civil justice system. Our highly acclaimed CLE programming features extraordinary presenters covering the most timely and important topics.

Robert  Hoberman, CPA
Robert Hoberman, CPA

Managing Partner at Hoberman & Lesser LLP

Robert Hoberman joined the firm in 1981, became a partner four years later, and now serves as the firm’s managing partner. He has over 30 years of experience in management consulting, working with businesses across various industries. His expertise includes structuring business deals, tax planning, estate and gift planning, and valuations, including the use of trusts. He also has extensive experience with banks and financial institutions, as well as extensive knowledge of data processing, systems analysis, and consulting for commercial applications. A graduate of Syracuse University with a B.S. in Accounting, Robert is a Certified Public Accountant in New York, New Jersey, Connecticut, and Florida. He is a member of both the American Institute of Certified Public Accountants (AICPA) and the New York State Society of CPAs (NYSSCPA). In 2008, Robert received the Humanitarian of the Year award for his work with the NYC Chapter of The Crohn’s & Colitis Foundation of America (NYC CCFA). He currently serves as a board member for the Lester M. Entin Foundation. Robert regularly writes articles for Rapaport Magazine, addressing timely tax and financial issues related to the jewelry industry. He has been a featured speaker for webinars hosted by the New York State Academy of Trial Lawyers, including: Law Firm Life Savers: What You Need to Know to Keep Your Practice Running During COVID-19 An Expert’s Guide to Explaining the SBA Paycheck Protection Program, Economic Injury Disaster Loans, and NYC Loan/Grant Programs An Update on the SBA’s Paycheck Protection Program (PPP): Legislative Initiatives and Real-World Examples of the SBA Grant Forms Robert also gave a presentation on escrow accounting during Signature Bank’s CLE Program, Legal Ethics & Escrow Accounting in Cyberspace.

Michael  Ross, Esq.
Michael Ross, Esq.

Principal of the Law Offices of Michael S. Ross

Michael S. Ross is the principal of the Law Offices of Michael S. Ross, where he concentrates his practice in attorney ethics. He is a former Assistant United States Attorney in the Criminal Division of the Southern District of New York and also served as an Assistant District Attorney in Kings County. Mr. Ross has been an Adjunct Professor at Benjamin N. Cardozo School of Law since 1980 (where he teaches Fall and Spring Semester courses in Litigation Ethics). Mr. Ross has also simultaneously served as an Adjunct Associate Professor at Brooklyn Law School since 2005 (where he teaches year-round Fall, Spring, and Summer courses in Professional Responsibility). In addition, in his four decades of teaching at Cardozo School of Law, he has taught a variety of ethics, trial practice, and judicial administration courses. Mr. Ross is a frequent lecturer and author on topics involving ethics for such organizations as the Appellate Divisions, First, Second, and Third Judicial Departments, the National Institute of Trial Advocacy, the American Bar Association, the New York State Bar Association, and the New York State Academy of Trial Lawyers. Mr. Ross has been a longstanding member of the New York State Bar Association’s Committee on Professional Discipline and the New York County Lawyers’ Association's Committee on Professional Discipline. He previously served for a number of terms on the Association of the Bar of the City of New York’s Committee on Professional Discipline, the New York State Bar Association's Special Committee on Procedures for Judicial Discipline, and the New York State Bar Association’s Task Force on Lawyer Advertising.

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We are a registered provider with 327+ associations and regulatory bodies worldwide. We operate across 29 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.

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